SEC Form 4 · accession 0001493152-15-006433
CEA Industries Inc. · BNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas O McKinnon
Officer — CFO · Director
Period of report
Dec 18, 2015
Accepted (ET)
Dec 28, 2015 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001482541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2015 | S | 140,000 | $0.075 | D | 2,541,722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.0002 | Dec 21, 2015 | M | 1,250,000 | A | Mar 31, 2014 | Mar 18, 2017 | Common Stock | 1,250,000 | 809,200 | D |
Explanation of responses
- F1Notice of exercise filed with the Company on 12/21/2015, shares have not been issued as of this filing.