SEC Form 4 · accession 0000892712-15-000513
CELLULAR DYNAMICS INTERNATIONAL, INC. · ICEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Parker
Officer — VP & Chief Comm. Officer
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001482080
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $6.14 | May 1, 2015 | U | 51,283 | D | — | Dec 8, 2018 | Common Stock | 51,283 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F1 | $6.44 | May 1, 2015 | U | 56,411 | D | — | Jan 29, 2020 | Common Stock | 56,411 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F1 | $12.68 | May 1, 2015 | U | 25,642 | D | — | Dec 20, 2021 | Common Stock | 25,642 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F1 | $12.68 | May 1, 2015 | U | 15,385 | D | — | Jan 1, 2022 | Common Stock | 15,385 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F1 | $12.00 | May 1, 2015 | U | 57,436 | D | — | Jul 30, 2023 | Common Stock | 57,436 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F1 | $15.46 | May 1, 2015 | U | 45,000 | D | — | Mar 6, 2024 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1To the extent not already vested and exercisable, all options became vested and exercisable immediately prior to the merger described in note 2.
- F2Pursuant to an Agreement and Plan of Merger between Issuer and Badger Acquisition Corporation, a wholly-owned subsidiary of FUJIFILM Holdings Corporation and FUJIFILM Holdings Corporation, Badger Acquisition Corporation offered to purchase all outstanding shares of Issuer at a price per share of $16.50, without interest (the "exchange offer"). As of the effective time of the merger of Issuer and Badger Acquisition Corporation, subsequent to the exchange offer, and under the terms of the Agreement and Plan of Merger, each stock option was cancelled in exchange for a cash lump-sum payment equal to the amount by which $16.50 exceeds the exercise price.