SEC Form 4 · accession 0001140361-18-014646
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly A Vanderboom
Officer — VP & Treasurer *
Period of report
Mar 21, 2018
Accepted (ET)
Mar 22, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 21, 2018 | S | 6,777 | $27.0034 | D | 54,670 | D | |
| Class A Common Stock | holding | — | — | — | 1,672 | I | By 401(a) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $41.26 | holding | — | — | — | — | Jan 1, 2021 | Class A Common Stock | 4,786 | 4,786 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $27.00 to $27.06. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2Became exercisable in three equal annual installments beginning on January 1, 2013.
Remarks
* Vice President & Treasurer, President of Logistics