SEC Form 4 · accession 0001140361-17-044487

Quad/Graphics, Inc. · QUAD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 28, 2017

Accepted (ET)

Nov 30, 2017 · 5:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001481792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 28, 2017	S	24,079	$21.8775	D	69,081	D
Class A Common Stock^F2	Nov 29, 2017	S	42,028	$21.8573	D	27,053	D
Class A Common Stock	holding	—	—		—	28,736	I	As trustee - HRQ 2014 Trust
Class A Common Stock	holding	—	—		—	1,675	I	By 401(a) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	4,976	4,976	D
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	14,915	14,915	I

F1The price in Column 4 is a weighted average price. The prices actually received ranged from $21.85 to $21.98. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2The price in Column 4 is a weighted average price. The prices actually received ranged from $21.85 to $21.96. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.