SEC Form 4 · accession 0001140361-17-023617
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn Quadracci Flores
Director
Period of report
May 5, 2017
Accepted (ET)
Jun 2, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 5, 2017 | C | 139,188 | $0.00 | A | 166,241 | D | |
| Class A Common Stock | May 24, 2017 | C | 80,919 | $0.00 | A | 247,160 | D | |
| Class A Common StockF1 | May 31, 2017 | S | 25,000 | $22.2507 | D | 222,160 | D | |
| Class A Common StockF2 | Jun 1, 2017 | S | 90,000 | $22.4625 | D | 132,160 | D | |
| Class A Common StockF3 | holding | — | — | — | 1,675 | I | By 401(a) Plan | |
| Class A Common Stock | holding | — | — | — | 5,823 | I | As trustee - HRQ 2014 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | May 5, 2017 | C | 139,188 | D | — | — | Class A Common Stock | 139,188 | 85,895 | D |
| Class B Common StockF4 | — | May 24, 2017 | C | 80,919 | D | — | — | Class A Common Stock | 80,919 | 4,976 | D |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 37,828 | 37,828 | I |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $22.25 to $22.265. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $22.25 to $22.635. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F3This number reflects distributions from the Plan that are exempt from reporting.
- F4Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.