SEC Form 4 · accession 0001140361-17-021383
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Blais
Officer — Executive Vice President *
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 16, 2017 | M | 100 | $14.14 | A | 109,212 | D | |
| Class A Common Stock | May 16, 2017 | S | 100 | $24.50 | D | 109,112 | D | |
| Class A Common Stock | holding | — | — | — | 5,136 | I | By 401(a) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F10 | $14.14 | May 16, 2017 | M | 100 | D | — | Jan 1, 2022 | Class A Common Stock | 100 | 23,829 | D |
| Stock Options (Right to Buy)F1 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 2,757 | 2,757 | D |
| Stock Options (Right to Buy)F2 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 5,775 | 5,775 | D |
| Stock Options (Right to Buy)F3 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 6,350 | 6,350 | D |
| Stock Options (Right to Buy)F4 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 5,250 | 5,250 | D |
| Stock Options (Right to Buy)F5 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 5,250 | 5,250 | D |
| Stock Options (Right to Buy)F6 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 10,000 | 10,000 | D |
| Stock Options (Right to Buy)F6 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 10,000 | 10,000 | D |
| Stock Options (Right to Buy)F7 | $29.37 | holding | — | — | — | — | Jan 31, 2018 | Class A Common Stock | 20,000 | 20,000 | D |
| Stock Options (Right to Buy)F8 | $16.62 | holding | — | — | — | — | Jan 31, 2020 | Class A Common Stock | 30,000 | 30,000 | D |
| Stock Options (Right to Buy)F9 | $41.26 | holding | — | — | — | — | Jan 1, 2021 | Class A Common Stock | 23,929 | 23,929 | D |
Explanation of responses
- F1Became exercisable as to 1,654 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
- F10Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
- F2Became exercisable as to 3,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F3Became exercisable as to 2,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F4Became exercisable as to 3,150 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F5Became exercisable as to 2,887 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F6Became exercisable as to 4,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F7Became exercisable as to 8,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F8Became exercisable as to 6,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F9Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
Remarks
* Executive Vice President Global Procurement & Strategy