SEC Form 4 · accession 0001140361-17-010625
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven D Jaeger
Officer — Chief Information Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 1, 2017 | F | 9,218 | $27.15 | D | 84,658 | D | |
| Class A Common StockF2 | Mar 2, 2017 | S | 630 | $27.7563 | D | 84,028 | D | |
| Class A Common StockF3 | Mar 3, 2017 | S | 1,300 | $27.7539 | D | 82,728 | D | |
| Class A Common Stock | holding | — | — | — | 1,699 | I | By 401(a) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 3,500 | 3,500 | D |
| Stock Options (Right to Buy)F5 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 2,450 | 2,450 | D |
| Stock Options (Right to Buy)F6 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 2,200 | 2,200 | D |
| Stock Options (Right to Buy)F7 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 2,625 | 2,625 | D |
| Stock Options (Right to Buy)F8 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 5,000 | 5,000 | D |
| Stock Options (Right to Buy)F9 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 2,500 | 2,500 | D |
| Stock Options (Right to Buy)F10 | $29.37 | holding | — | — | — | — | Jan 31, 2018 | Class A Common Stock | 30,000 | 30,000 | D |
| Stock Options (Right to Buy)F11 | $41.26 | holding | — | — | — | — | Jan 1, 2021 | Class A Common Stock | 11,964 | 11,964 | D |
| Stock Options (Right to Buy)F12 | $14.14 | holding | — | — | — | — | Jan 1, 2022 | Class A Common Stock | 11,964 | 11,964 | D |
Explanation of responses
- F1Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.
- F10Became exercisable as to 12,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F11Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
- F12Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $27.75 to $27.76. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F3The price in Column 4 is a weighted average price. The prices actually received ranged from $27.75 to $27.7701. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F4Became exercisable as to 7,150 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F5Became exercisable as to 6,825 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F6Became exercisable as to 3,150 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F7Became exercisable as to 262 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F8Became exercisable as to 2,250 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F9Became exercisable as to 1,125 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.