SEC Form 4 · accession 0001140361-17-000554

Quad/Graphics, Inc. · QUAD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 1, 2017

Accepted (ET)

Jan 4, 2017 · 9:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001481792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Jan 1, 2017	A	4,332	$0.00	A	63,335	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$29.37	holding	—	—	—	May 14, 2012	Jan 31, 2018	Class A Common Stock	2,500	2,500	D
Stock Option (Right to Buy)	$15.37	holding	—	—	—	May 14, 2012	Jan 31, 2019	Class A Common Stock	2,500	2,500	D
Stock Option (Right to Buy)^F3	$16.62	holding	—	—	—	—	Jan 31, 2020	Class A Common Stock	7,500	7,500	D
Stock Option (Right to Buy)	$13.62	holding	—	—	—	May 14, 2012	Nov 18, 2021	Class A Common Stock	2,500	2,500	D

F1Includes 4,332 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2019 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
F2Includes 986 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.
F3Became exercisable as to 5,025 shares on May 14, 2012, and 2,475 shares on November 18, 2012.