SEC Form 4 · accession 0001140361-16-088458

Quad/Graphics, Inc. · QUAD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 29, 2016

Accepted (ET)

Dec 1, 2016 · 7:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001481792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 29, 2016	W	198,353	$0.00	A	266,974	I	By Spouse
Class A Common Stock^F1	holding	—	—		—	70,339	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	Nov 29, 2016	W	2,082	A	—	—	Class A Common Stock	2,082	243,060	I
Stock Options (Right to Buy)	$29.37	holding	—	—	—	May 14, 2012	Jan 31, 2018	Class A Common Stock	2,500	2,500	D
Stock Options (Right to Buy)	$15.37	holding	—	—	—	May 14, 2012	Jan 31, 2019	Class A Common Stock	2,500	2,500	D
Stock Options (Right to Buy)^F2	$16.62	holding	—	—	—	—	Jan 31, 2020	Class A Common Stock	7,500	7,500	D

F1Includes 454 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.
F2Became exercisable as to 5,025 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012.
F3Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F4The transaction represents the settlement of an estate of which the reporting person's spouse is a beneficiary.