SEC Form 4 · accession 0001140361-16-088454

Quad/Graphics, Inc. · QUAD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director

Period of report

Nov 29, 2016

Accepted (ET)

Dec 1, 2016 · 7:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001481792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Nov 29, 2016	W	198,353	$0.00	A	226,643	D
Class A Common Stock^F3	Nov 30, 2016	S	7,324	$28.2575	D	219,319	D
Class A Common Stock^F4	Nov 30, 2016	S	17,000	$28.2906	D	202,319	D
Class A Common Stock^F5	holding	—	—		—	1,804	I	By 401(a) Plan
Class A Common Stock	holding	—	—		—	5,823	I	As trustee - HRQ 2014 Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	Aug 25, 2016	G	20,622	A	—	—	Class A Common Stock	20,622	37,828	I
Class B Common Stock^F6	—	Aug 26, 2016	G	1,752	D	—	—	Class A Common Stock	1,752	0	I
Class B Common Stock^F6	—	Aug 25, 2016	G	8,242	A	—	—	Class A Common Stock	8,242	223,001	D
Class B Common Stock^F6	—	Nov 29, 2016	W	2,082	A	—	—	Class A Common Stock	2,082	225,083	D

F1The transaction represents the settlement of an estate of which the reporting person is a beneficiary and is being done for diversification purposes.
F2Includes 1,036 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.
F3The price in Column 4 is a weighted average price. The prices actually received ranged from $28.25 to $28.43. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F4The price in Column 4 is a weighted average price. The prices actually received ranged from $28.13 to $28.48. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F5This number reflects distributions from the Plan that are exempt from reporting.
F6Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.