SEC Form 4 · accession 0001140361-16-077320
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Shiely
Director
Period of report
Aug 19, 2016
Accepted (ET)
Aug 19, 2016 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 19, 2016 | M | 3,500 | $23.37 | A | 57,017 | D | |
| Class A Common StockF1 | Aug 19, 2016 | S | 3,500 | $28.1139 | D | 53,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.37 | Aug 19, 2016 | M | 3,500 | D | May 14, 2012 | Jan 31, 2017 | Class A Common Stock | 3,500 | 0 | D |
| Stock Option (Right to Buy) | $29.37 | holding | — | — | — | May 14, 2012 | Jan 31, 2018 | Class A Common Stock | 2,500 | 2,500 | D |
| Stock Option (Right to Buy) | $15.37 | holding | — | — | — | May 14, 2012 | Jan 31, 2019 | Class A Common Stock | 2,500 | 2,500 | D |
| Stock Option (Right to Buy)F2 | $16.62 | holding | — | — | — | — | Jan 31, 2020 | Class A Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $28.08 to $28.14. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2Became exercisable as to 5,025 shares on May 14, 2012, and 2,475 shares on November 18, 2012.