SEC Form 4 · accession 0001140361-16-075287

Quad/Graphics, Inc. · QUAD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 4, 2016

Accepted (ET)

Aug 8, 2016 · 7:47 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001481792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Aug 4, 2016	M	2,500	$13.62	A	56,017	D
Class A Common Stock	Aug 4, 2016	M	4,000	$23.37	A	60,017	D
Class A Common Stock^F2	Aug 4, 2016	S	6,500	$28.8965	D	53,517	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$13.62	Aug 4, 2016	M	2,500	D	May 14, 2012	Nov 18, 2021	Class A Common Stock	2,500	0	D
Stock Option (Right to Buy)	$23.37	Aug 4, 2016	M	4,000	D	May 14, 2012	Jan 31, 2017	Class A Common Stock	4,000	3,500	D
Stock Option (Right to Buy)	$29.37	holding	—	—	—	May 14, 2012	Jan 31, 2018	Class A Common Stock	2,500	2,500	D
Stock Option (Right to Buy)	$15.37	holding	—	—	—	May 14, 2012	Jan 31, 2019	Class A Common Stock	2,500	2,500	D
Stock Option (Right to Buy)^F3	$16.62	holding	—	—	—	—	Jan 31, 2020	Class A Common Stock	7,500	7,500	D

F1Includes 1,552 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.
F2The price in Column 4 is a weighted average price. The prices actually received ranged from $28.725 to $29.03. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3Became exercisable as to 5,025 shares on May 14, 2012, and 2,475 shares on November 18, 2012.