SEC Form 4 · accession 0001140361-16-075283
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer J. Kent
Officer — EVP of Admin. & Gen. Counsel
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 4, 2016 | M | 900 | $14.14 | A | 93,693 | D | |
| Class A Common StockF1 | Aug 4, 2016 | S | 900 | $29.0221 | D | 92,793 | D | |
| Class A Common Stock | Aug 5, 2016 | M | 1,492 | $14.14 | A | 94,285 | D | |
| Class A Common StockF2 | Aug 5, 2016 | S | 1,492 | $29.0459 | D | 92,793 | D | |
| Class A Common Stock | holding | — | — | — | 132 | I | By 401(a) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $14.14 | Aug 4, 2016 | M | 900 | D | — | Jan 1, 2022 | Class A Common Stock | 900 | 1,492 | D |
| Stock Options (Right to Buy)F4 | $14.14 | Aug 5, 2016 | M | 1,492 | D | — | Jan 1, 2022 | Class A Common Stock | 1,492 | 0 | D |
| Stock Options (Right to Buy)F3 | $41.26 | holding | — | — | — | — | Jan 1, 2021 | Class A Common Stock | 2,392 | 2,392 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $29.00 to $29.13. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $28.82 to $29.135. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F3Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
- F4Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.