SEC Form 4 · accession 0001140361-16-046724
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Blais
Officer — Executive Vice President *
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 1, 2016 | A | 60,000 | $0.00 | A | 132,192 | D | |
| Class A Common Stock | holding | — | — | — | 5,136 | I | By 401(a) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 2,757 | 2,757 | D |
| Stock Options (Right to Buy)F3 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 5,775 | 5,775 | D |
| Stock Options (Right to Buy)F4 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 6,350 | 6,350 | D |
| Stock Options (Right to Buy)F5 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 5,250 | 5,250 | D |
| Stock Options (Right to Buy)F6 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 5,250 | 5,250 | D |
| Stock Options (Right to Buy)F7 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 10,000 | 10,000 | D |
| Stock Options (Right to Buy)F7 | $13.4708 | holding | — | — | — | — | Nov 18, 2021 | Class A Common Stock | 10,000 | 10,000 | D |
| Stock Options (Right to Buy)F8 | $23.37 | holding | — | — | — | — | Jan 31, 2017 | Class A Common Stock | 60,000 | 60,000 | D |
| Stock Options (Right to Buy)F9 | $29.37 | holding | — | — | — | — | Jan 31, 2018 | Class A Common Stock | 20,000 | 20,000 | D |
| Stock Options (Right to Buy)F10 | $15.37 | holding | — | — | — | — | Jan 31, 2019 | Class A Common Stock | 20,000 | 20,000 | D |
| Stock Options (Right to Buy)F10 | $16.62 | holding | — | — | — | — | Jan 31, 2020 | Class A Common Stock | 30,000 | 30,000 | D |
| Stock Options (Right to Buy)F11 | $41.26 | holding | — | — | — | — | Jan 1, 2021 | Class A Common Stock | 23,929 | 23,929 | D |
| Stock Options (Right to Buy)F12 | $14.14 | holding | — | — | — | — | Jan 1, 2022 | Class A Common Stock | 23,929 | 23,929 | D |
Explanation of responses
- F1Includes 60,000 shares of restricted stock granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will vest on March 1, 2019.
- F10Became exercisable as to 6,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F11Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
- F12Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
- F2Became exercisable as to 1,654 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
- F3Became exercisable as to 3,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F4Became exercisable as to 2,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F5Became exercisable as to 3,150 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F6Became exercisable as to 2,887 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F7Became exercisable as to 4,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F8Became exercisable as to 30,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- F9Became exercisable as to 8,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Remarks
* Executive Vice President Global Procurement & Strategy