SEC Form 4 · accession 0001140361-16-046703

Quad/Graphics, Inc. · QUAD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 1, 2016

Accepted (ET)

Jan 5, 2016 · 5:58 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001481792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Jan 1, 2016	A	11,250	$0.00	A	27,254	D
Class A Common Stock^F3	Apr 17, 2014	W	1,770	$0.00	A	1,770	I	By 401(a) Plan
Class A Common Stock	Mar 5, 2015	G	5,823	$0.00	A	5,823	I	As trustee - HRQ 2014 Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	Mar 5, 2015	G	17,206	A	—	—	Class A Common Stock	17,206	17,206	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	214,759	214,759	D
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	1,752	1,752	I

F1Includes 11,250 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2018 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
F2Includes 678 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.
F3This number reflects distributions from the Plan subsequent to April 17, 2014 that were exempt from reporting.
F4Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.