SEC Form 4 · accession 0001140361-15-014368
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig C Faust
Officer — Pres of Commercial & Specialty
Period of report
Apr 1, 2015
Accepted (ET)
Apr 3, 2015 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 1, 2015 | A | 13,004 | $0.00 | A | 134,062 | D | |
| Class A Common Stock | holding | — | — | — | 147 | I | By 401(a) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $41.26 | holding | — | — | — | — | Jan 1, 2021 | Class A Common Stock | 7,179 | 7,179 | D |
| Stock Options (Right to Buy)F3 | $14.14 | holding | — | — | — | — | Jan 1, 2022 | Class A Common Stock | 11,964 | 11,964 | D |
Explanation of responses
- F1Includes 13,004 shares of restricted stock granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will vest on March 1, 2018.
- F2Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
- F3Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.