SEC Form 4 · accession 0001140361-15-007050
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Harned
Director
Period of report
Jun 27, 2014
Accepted (ET)
Feb 17, 2015 · 1:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 27, 2014 | G | 5,824 | $0.00 | A | 66,128 | I | By Spouse |
| Class A Common StockF1 | holding | — | — | — | 45,312 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | Jun 27, 2014 | G | 17,204 | A | — | — | Class A Common Stock | 17,204 | 232,748 | I |
| Stock Options (Right to Buy) | $23.37 | holding | — | — | — | May 14, 2012 | Jan 31, 2017 | Class A Common Stock | 5,000 | 5,000 | D |
| Stock Options (Right to Buy) | $29.37 | holding | — | — | — | May 14, 2012 | Jan 31, 2018 | Class A Common Stock | 2,500 | 2,500 | D |
| Stock Options (Right to Buy) | $15.37 | holding | — | — | — | May 14, 2012 | Jan 31, 2019 | Class A Common Stock | 2,500 | 2,500 | D |
| Stock Options (Right to Buy)F2 | $16.62 | holding | — | — | — | — | Jan 31, 2020 | Class A Common Stock | 7,500 | 7,500 | D |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 1,723 | 1,723 | I |
Explanation of responses
- F1Includes 790 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.
- F2Became exercisable as to 5,025 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012.
- F3Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.