SEC Form 4 · accession 0001127602-19-001128

Quad/Graphics, Inc. · QUAD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 1, 2019

Accepted (ET)

Jan 4, 2019 · 1:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001481792

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Jan 1, 2019	A	9,058	$0.00	A	94,833	D
Class A Common Stock^F3	holding	—	—		—	265,237	I	By Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	234,012	234,012	I
Stock Options (Right to Buy)^F5	$16.62	holding	—	—	—	—	Jan 31, 2020	Class A Common Stock	7,500	7,500	D
Stock Options (Right to Buy)	$15.37	holding	—	—	—	May 14, 2012	Jan 31, 2019	Class A Common Stock	2,500	2,500	D

F1Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
F2Includes 3,256 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.
F3This number reflects a distribution of shares held by spouse in the 401(a) Plan, in a transaction exempt from Section 16 reporting.
F4Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F5All options are fully vested and currently exercisable.