SEC Form 4 · accession 0001127602-18-022714
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Fowler
Director
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 2, 2018 | F | 67,285 | $20.83 | D | 119,645 | D | |
| Class A Common StockF2 | holding | — | — | — | 113,741 | I | As Trustee - HRQ 2010 Tr |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $29.37 | holding | — | — | — | — | Jan 31, 2019 | Class A Common Stock | 30,000 | 30,000 | D |
| Stock Options (Right to Buy)F3 | $41.26 | holding | — | — | — | — | Jan 1, 2021 | Class A Common Stock | 34,218 | 34,218 | D |
| Class B Common StockF5,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 1,125 | 1,125 | I |
| Class B Common StockF6,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 1,125 | 1,125 | I |
| Class B Common StockF7,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 1,125 | 1,125 | I |
Explanation of responses
- F1Includes 131 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted
- F2As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F3All options are currently exercisable.
- F4Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- F5As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F6As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F7As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.