SEC Form 4 · accession 0001567619-18-001504
Ryerson Holding Corp · RYZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erich S Schnaufer
Officer — Chief Financial Officer
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.01 per shareF1 | Aug 17, 2018 | M | 660 | $0.00 | A | 26,605 | D | |
| Common Stock par value $0.01 per shareF1 | Aug 17, 2018 | A | 3,417 | $0.00 | A | 30,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Aug 16, 2018 | A | 3,417 | A | — | — | Common Stock | 3,417 | 3,417 | D |
| Restricted Stock UnitsF5,F3,F4 | — | Aug 17, 2018 | M | 660 | D | — | — | Common Stock | 660 | 0 | D |
| Restricted Stock UnitsF5,F3,F2 | — | Aug 17, 2018 | M | 3,417 | D | — | — | Common Stock | 3,417 | 0 | D |
Explanation of responses
- F1Shares received upon the vesting of restricted stock units.
- F2Represents shares received or that will be received in respect of performance-based restricted stock units granted on August 17, 2015. Each performance-based restricted stock unit became vested on August 17, 2018, which was the later of (i) the third anniversary of the grant date, and (ii) the date the compensation committee certified the achievement of the applicable performance objectives in accordance with the underlying award agreement. The compensation committee certified the achievement of the applicable performance objectives on August 16, 2018. Vested shares will be delivered to the reporting person not later than 60 days following the vesting date.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of Ryerson Holding Corporation.
- F4On August 17, 2015, the reporting person was granted 3,480 restricted stock units, of which 1,500 vested on August 31, 2015, 660 vested on August 17, 2016, 660 vested on August 17, 2017, and 660 vested on August 17, 2018. Vested shares will be delivered to the reporting person not later than 60 days following such vesting dates.
- F5The restricted stock units reported as disposed herein were settled for shares of common stock of Ryerson Holding Corporation.