SEC Form 4 · accession 0001209191-17-046482
Capital Bank Financial Corp. · CBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Reid
Director
Period of report
Jul 25, 2017
Accepted (ET)
Jul 27, 2017 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001479750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1 | Jul 25, 2017 | A | 1,278 | $0.00 | A | 28,462 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock option (right to buy)F3,F2 | $37.21 | Oct 26, 2016 | A | 19,781 | A | — | Oct 1, 2024 | Class A Common Stock | 19,781 | 19,781 | D |
| Common Stock option (right to buy)F4,F2 | $37.21 | Oct 26, 2016 | A | 2,528 | A | — | Oct 1, 2024 | Class A Common Stock | 2,528 | 2,528 | D |
| Common Stock option (right to buy)F5,F2 | $37.21 | Oct 26, 2016 | A | 10,488 | A | — | Jul 31, 2025 | Class A Common Stock | 10,488 | 10,488 | D |
| Common Stock option (right to buy)F6,F2 | $37.21 | Oct 26, 2016 | A | 11,821 | A | — | Jul 31, 2025 | Class A Common Stock | 11,821 | 11,821 | D |
Explanation of responses
- F1Director fees granted in shares of Class A common stock of Capital Bank Financial Corp.
- F2Pursuant to the Agreement and Plan of Merger, dated November 22, 2015, by and between Capital Bank Financial Corp. and CommunityOne Bancorp, the option became fully vested on October 26, 2016.
- F3Received in the merger of CommunityOne Bancorp into Capital Bank Financial Corp. (the "Merger") in exchange for a stock option to acquire 46,004 shares of CommunityOne Bancorp common stock for $16.00 per share.
- F4Received in the Merger in exchange for a stock option to acquire 5,880 shares of CommunityOne Bancorp common stock for $16.00 per share.
- F5Received in the Merger in exchange for a stock option to acquire 24,392 shares of CommunityOne Bancorp common stock for $16.00 per share.
- F6Received in the Merger in exchange for a stock option to acquire 27,491 shares of CommunityOne Bancorp common stock for $16.00 per share.