SEC Form 4/A · accession 0001209191-17-021836
Capital Bank Financial Corp. · CBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Vincent M Lichtenberger
Officer — EVP and General Counsel
Period of report
Feb 1, 2017
Accepted (ET)
Mar 20, 2017 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001479750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1 | Feb 1, 2017 | F | 758 | $39.00 | D | 1,208 | D | |
| Restricted Common StockF2 | holding | — | — | — | 9,255 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F3 | $18.00 | holding | — | — | — | — | May 21, 2023 | Class A Common Stock par value $0.01 per share | 15,000 | 15,000 | D |
Explanation of responses
- F1This amendment is being filed to correct typographical errors in Table 1 of the Form 4 filed on February 3, 2017. This amendment reflects the correct number of shares of Common Stock and Restricted Common Stock owned by the reporting person.
- F2Shares of Restricted Common Stock vest ratably over a three-year period in annual installments.
- F3Consists of stock options granted on May 21, 2013. One half of the stock options were vested on May 21, 2014 and the other half of the stock options were vested on May 21, 2015.