SEC Form 4 · accession 0001209191-17-007943

Capital Bank Financial Corp. · CBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Jan 30, 2017

Accepted (ET)

Feb 3, 2017 · 8:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001479750

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, par v alue $0.01 per share	Feb 1, 2017	F	1,257	$39.00	D	98,639	D
Restricted Common Stock^F1	holding	—	—		—	13,905	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Option (right to buy)^F2	$20.00	holding	—	—	—	—	Dec 22, 2019	Class A Common Stock, par value $0.01 per share	78,194	78,194	D
Common Stock Option (right to buy)^F3	$20.00	holding	—	—	—	—	Jan 12, 2022	Class A Common Stock, par value $0.01 per share	139,552	139,552	D
Common Stock Option (right to buy)^F4	$20.00	holding	—	—	—	—	Feb 1, 2026	Class A Common Stock, par value $0.01 per share	9,185	9,185	D

F1Shares of Restricted Common Stock vest ratably over a three year period in annual installments.
F2Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.
F3Consists of stock options granted in January 2012. One half of the stock options granted in January 2012 vested on January 12, 2012 and the other half of the stock options granted in January 2012 vested on January 12, 2013.
F4Stock Options vest ratably over a three year period in annual installments beginning on February 1, 2016 and ending on February 1, 2019.