SEC Form 4 · accession 0001209191-17-006784

Capital Bank Financial Corp. · CBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Jan 30, 2017

Accepted (ET)

Feb 1, 2017 · 5:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001479750

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Restricted Common Stock^F1,F2	Jan 30, 2017	A	20,733	$0.00	A	40,379	D
Class A Common Stock, par value $0.01 per share	holding	—	—		—	196,339	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Option (right to buy)^F2,F3	$20.00	holding	—	—	—	—	Dec 22, 2019	Class A Common Stock, par value $0.01 per share	469,167	469,167	D
Common Stock Option (right to buy)^F3,F4	$20.00	holding	—	—	—	—	Jan 12, 2022	Class A Common Stock, par value $0.01 per share	139,522	139,522	D

F1Shares of restricted common stock vest ratably over a three-year period in annual installments beginning on January 30, 2018 and ending on January 30, 2020.
F2Includes 19,646 shares of restricted common stock that vest ratably over a three year period in annual installments beginning on February 1, 2017 and ending on February 1, 2019. 6,963 shares of the shares of restricted common stock also vest upon the reporting person's qualifying retirement.
F3Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22,2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.
F4Consists of stock options granted in January 2012. One half of the stock options granted in January 2012 vested on January 12, 2012 and the other half of the stock options granted in January 2012 vested on January 12, 2013.