SEC Form 4 · accession 0001209191-16-096593
Capital Bank Financial Corp. · CBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martha M Bachman
Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001479750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per share | Feb 5, 2016 | A | 3,416 | $29.427 | A | 19,517 | D | |
| Class A Common Stock, par value $0.01 per shareF3,F4 | Feb 5, 2016 | A | 8,600 | $29.1644 | A | 8,600 | I | By Affiliated Company |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 34,444 | I | By Spouse | |
| Class A Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 1,662 | D | ||
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 261 | I | By IRA | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 88 | I | By Spouse's IRA | |
| Class A Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 3,263 | I | By Affiliated Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned jointly with spouse.
- F2By Bachman-Bernard Chevrolet-Buick-GMC-Cadillac, Inc.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.0521 to $29.2284, inclusive. The reporting person undertakes to provide to Capital Bank Financial Corp., any security holder of Capital Bank Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (3) to this Form 4.
- F4By Wheels Real Estate, LLC, which is 50% owned by the reporting person and 50% owned by the reporting person's spouse.