SEC Form 4 · accession 0001209191-16-095255
Capital Bank Financial Corp. · CBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G Marshall
Officer — Chief Financial Officer
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001479750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Common StockF1 | Feb 1, 2016 | A | 19,646 | $0.00 | A | 19,646 | D | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 196,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F2 | $20.00 | holding | — | — | — | — | Dec 22, 2019 | Class A Common Stock, par value $0.01 per share | 469,167 | 469,167 | D |
| Common Stock Option (right to buy)F3 | $20.00 | holding | — | — | — | — | Jan 12, 2022 | Class A Common Stock, par value $0.01 per share | 139,522 | 139,522 | D |
Explanation of responses
- F1Shares of restricted common stock vest ratably over a three year period in annual installments beginning on February 1, 2016 and ending on February 1, 2019. 3,929 of the shares of restricted common stock also vest upon the reporting person's qualifying retirement.
- F2Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.
- F3Consists of stock options granted in January 2012. One half of the stock options granted in January 2012 vested on January 12, 2012 and the other half of the stock options granted in January 2012 vested on January 12, 2013.