SEC Form 4 · accession 0001209191-15-079464

Capital Bank Financial Corp. · CBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Nov 6, 2015

Accepted (ET)

Nov 10, 2015 · 9:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001479750

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, par value $0.01 per share^F1,F2	Nov 6, 2015	F	42,847	$34.27	D	196,339	D
Restricted Common Stock	holding	—	—		—	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Option (right to buy)^F3	$20.00	holding	—	—	—	—	Dec 22, 2019	Class A Common Stock, par value $0.01 per share	469,167	469,167	D
Common Stock Option (right to buy)^F4	$20.00	holding	—	—	—	—	Jan 12, 2022	Class A Common Stock, par value $0.01 per share	139,522	139,522	D

F1Represents shares withheld by Capital Bank Financial Corp. in respect of withholding tax liability incurred upon the vesting of 89,732 shares of restricted stock, which occurred on November 6, 2015.
F2Reflects the addition of 46,885 shares upon the vesting of restricted stock (after withholding of shares described in the preceding footnote), which occurred on November 6, 2015.
F3Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.
F4Consists of stock options granted in January 2012. One half of the stock options granted in January 2012 vested on January 12, 2012 and the other half of the stock options granted in January 2012 vested on January 12, 2013.