SEC Form 4 · accession 0001209191-15-064940
Capital Bank Financial Corp. · CBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oscar A Keller III
Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 10, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001479750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per share | Aug 7, 2015 | S | 2,655 | $30.02 | D | 52,394 | D | |
| Class A Common Stock, par value $0.01 per share | Aug 7, 2015 | S | 2,345 | $30.01 | D | 50,049 | D | |
| Class A Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 2,929 | D | ||
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 2,765 | I | By IRA | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 3,513 | I | By Spouse | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 2,543 | I | By Spouse's IRA | |
| Class A Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 648 | I | As Custodian for Children and Grandchildren | |
| Class A Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 8,129 | I | By Affiliated Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned jointly with spouse. The reporting person disclaims beneficial ownership of securities owned by spouse.
- F2Securities held equally for four children and four grandchildren.
- F3Amos Properties, LLC - 25% owned by reporting person and 25% owned by reporting person's spouse.