SEC Form 4 · accession 0001209191-17-032205
Revance Therapeutics, Inc. · RVNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald W Eastman
Director · 10% Owner
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001479290
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2017 | A | 3,000 | $0.00 | A | 3,000 | D | |
| Common StockF2 | holding | — | — | — | 3,747,332 | I | By Essex Woodlands Health Ventures Fund VIII, L.P | |
| Common StockF3 | holding | — | — | — | 270,172 | I | By Essex Woodlands Health Ventures Fund VIII-A, L.P. | |
| Common StockF4 | holding | — | — | — | 117,458 | I | By Essex Woodlands Health Ventures Fund VIII-B, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $20.90 | May 11, 2017 | A | 6,000 | A | — | May 10, 2027 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Represents an annual restricted stock award (the "RSA") granted pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy (the "Compensation Policy"). The shares underlying the RSA shall vest on the one year anniversary, May 11, 2018, subject to Mr. Eastman's Continuous Service (as defined in the Issuer's 2014 Equity Incentive Plan (the "Plan")) through such vesting date.
- F2The voting and dispositive decisions with respect to the shares held by Essex Woodlands Health Ventures Fund VIII, L.P. are made by its general partner, Essex Woodland Health Ventures VIII, LLC and one of Issuer's directors, Ronald W Eastman.
- F3The voting and dispositive decisions with respect to the shares held by Essex Woodlands Health Ventures Fund VIII-A, L.P. are made by its general partner, Essex Woodland Health Ventures VIII, LLC and one of Issuer's directors, Ronald W Eastman.
- F4The voting and dispositive decisions with respect to the shares held by Essex Woodlands Health Ventures Fund VIII-B, L.P. are made by its general partner, Essex Woodland Health Ventures VIII, LLC and one of Issuer's directors, Ronald W Eastman.
- F5The shares subject to the stock option shall vest on the one year anniversary, May 11, 2018, subject to Mr. Eastman's Continuous Service (as defined in the Plan) through such vesting date. The stock option represents an annual option grant pursuant to the Compensation Policy.