SEC Form 4 · accession 0001209191-15-035361
Revance Therapeutics, Inc. · RVNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis Ruegg
Officer — EVP, Technical Operations
Period of report
Apr 17, 2015
Accepted (ET)
Apr 21, 2015 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001479290
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2015 | M | 1,003 | $6.60 | A | 20,340 | D | |
| Common StockF2 | Apr 17, 2015 | S | 1,000 | $22.2275 | D | 19,340 | D | |
| Common Stock | Apr 17, 2015 | M | 997 | $6.60 | A | 20,337 | D | |
| Common StockF3 | Apr 17, 2015 | S | 1,000 | $22.239 | D | 19,337 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $6.60 | Apr 17, 2015 | M | 1,003 | D | — | May 15, 2016 | Common Stock | 1,003 | 0 | D |
| Stock Option (Right to Buy)F5 | $6.60 | Apr 17, 2015 | M | 997 | D | — | Dec 11, 2016 | Common Stock | 997 | 8,336 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.20 to $22.255, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.20 to $22.295, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The Option is fully vested as of May 16, 2010.
- F5The Option is fully vested as of September 29, 2010.