SEC Form 4/A · accession 0001181431-15-005221
Excel Trust, Inc. · EXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gary B Sabin
Officer — Chairman of the Board / CEO · Director
Period of report
Jan 13, 2015
Accepted (ET)
Mar 27, 2015 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 13, 2015 | A | 46,000 | $0.00 | A | 492,054 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of performance-based restricted stock that will vest subject to the Issuer's performance during fiscal 2015.
- F2This Amendment to Form 4 is being filed for the purpose of correcting the number of shares of restricted stock granted to the Reporting Person on January 13, 2015, as reported on the Form 4 filed on February 11, 2015. Due to typographical error, the Form 4 filed on February 11, 2015 reflected a grant of 48,000 shares of restricted stock, whereas the actual grant was for 46,000 shares of restricted stock.
- F3Reflects the forfeiture of an aggregate of 10,000 shares of performance-based restricted stock originally granted to the Reporting Person on March 18, 2014, which shares were forfeited pursuant to their terms on January 1, 2015 as a result of the Issuer's failure to achieve certain threshold performance levels during fiscal 2014 required for vesting of the shares subject to such restricted stock awards.