SEC Form 5 · accession 0001628280-17-010087
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Lee Johnson
Officer — CEO · Director
Period of report
Sep 30, 2017
Accepted (ET)
Oct 24, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2016 | G | 500 | $0.00 | D | 217,387 | D | |
| Common Stock | Sep 21, 2017 | G | 680 | $0.00 | D | 216,707 | D | |
| Common Stock | holding | — | — | — | 11,253 | I | As Custodian for Children | |
| Common StockF1 | holding | — | — | — | 19,848 | I | By ESOP | |
| Common Stock | holding | — | — | — | 9,808 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 3,117 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 28,156 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares acquired since the reporting person's last Form 4 filing.