SEC Form 4 · accession 0000899243-18-023819

CHARTER FINANCIAL CORP · CHFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO · Director

Period of report

Sep 1, 2018

Accepted (ET)

Sep 5, 2018 · 1:35 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001478726

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	Sep 1, 2018	D	350,999	—	D	D
Common Stock^F1	Sep 1, 2018	D	3,117	—	D	I	By Spouse's IRA
Common Stock^F1	Sep 1, 2018	D	11,253	—	D	I	As Custodian for Children
Common Stock^F1	Sep 1, 2018	D	28,156	—	D	I	By IRA
Common Stock^F1	Sep 1, 2018	D	20,580	—	D	I	By ESOP
Common Stock^F1	Sep 1, 2018	D	9,808	—	D	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Option^F2	$8.18	Sep 1, 2018	D	12,221	D	—	Jun 22, 2020	Common Stock	12,221	D
Stock Option^F2	$8.82	Sep 1, 2018	D	67,947	D	—	Jan 27, 2019	Common Stock	67,947	D
Stock Option^F2	$10.89	Sep 1, 2018	D	57,161	D	—	Dec 16, 2023	Common Stock	57,161	D

F1Pursuant to the merger agreement between the Issuer and CenterState Bank Corporation, each outstanding share of the Issuer's common stock was cancelled in exchange for (i) 0.78 of a share of CenterState common stock and (ii) 2.30 in cash.
F2Pursuant to the merger agreement, each option was canceled in exchange for a cash payment equal to $23.00 less the per share option exercise price.