SEC Form 4 · accession 0000899243-18-023227
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward D. Smith
Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 24, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 11,243 | $10.89 | A | 41,152 | D | |
| Common Stock | holding | — | — | — | 8,747 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $10.89 | Aug 21, 2018 | M | 11,243 | D | Dec 16, 2014 | Dec 16, 2023 | Common Stock | 11,243 | 8,576 | D |