SEC Form 4 · accession 0000899243-18-022602
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Lee Johnson
Officer — CEO · Director
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 24,338 | $8.82 | A | 327,142 | D | |
| Common Stock | Aug 14, 2018 | M | 128,628 | $10.89 | A | 455,770 | D | |
| Common Stock | Aug 14, 2018 | F | 104,771 | $24.40 | D | 350,999 | D | |
| Common Stock | holding | — | — | — | 3,117 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 11,253 | I | As Custodian for Children | |
| Common Stock | holding | — | — | — | 28,156 | I | By IRA | |
| Common Stock | holding | — | — | — | 20,580 | I | By ESOP | |
| Common Stock | holding | — | — | — | 9,808 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $8.82 | Aug 14, 2018 | M | 24,338 | D | Jan 27, 2010 | Jan 27, 2019 | Common Stock | 24,338 | 67,947 | D |
| Stock Option | $10.89 | Aug 14, 2018 | M | 128,628 | D | Dec 16, 2014 | Dec 16, 2023 | Common Stock | 128,628 | 57,161 | D |