SEC Form 4 · accession 0000899243-18-022600
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jane W Darden
Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 16, 2018 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2018 | M | 6,235 | $8.18 | A | 51,357 | D | |
| Common Stock | Aug 13, 2018 | M | 13,718 | $8.82 | A | 65,075 | D | |
| Common Stock | Aug 13, 2018 | M | 34,292 | $10.89 | A | 99,367 | D | |
| Common Stock | Aug 13, 2018 | F | 22,548 | $24.19 | D | 76,819 | D | |
| Common Stock | holding | — | — | — | 6,640 | I | As Trustee for Trust | |
| Common Stock | holding | — | — | — | 6,235 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $8.18 | Aug 14, 2018 | M | 6,235 | D | Jun 22, 2011 | Jun 22, 2020 | Common Stock | 6,235 | 0 | D |
| Stock Option | $8.82 | Aug 14, 2018 | M | 13,718 | D | Jan 27, 2010 | Jan 27, 2019 | Common Stock | 13,718 | 0 | D |
| Stock Option | $10.89 | Aug 14, 2018 | M | 34,292 | D | Dec 16, 2014 | Dec 16, 2023 | Common Stock | 34,292 | 8,576 | D |