SEC Form 4 · accession 0000899243-18-022338
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis R Kollar
Officer — SVP and CFO
Period of report
Aug 8, 2018
Accepted (ET)
Aug 14, 2018 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2018 | M | 18,954 | $8.18 | A | 97,180 | D | |
| Common Stock | Aug 8, 2018 | M | 28,414 | $8.82 | A | 125,594 | D | |
| Common Stock | Aug 8, 2018 | M | 30,000 | $10.89 | A | 155,594 | D | |
| Common Stock | Aug 8, 2018 | F | 51,341 | $24.00 | D | 104,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $8.18 | Aug 8, 2018 | M | 18,954 | D | Jun 22, 2011 | Jun 22, 2020 | Common Stock | 18,954 | 0 | D |
| Stock Option | $8.82 | Aug 8, 2018 | M | 28,414 | D | Jan 27, 2010 | Jan 27, 2019 | Common Stock | 28,414 | 0 | D |
| Stock Option | $10.89 | Aug 8, 2018 | M | 30,000 | D | Dec 16, 2014 | Dec 16, 2023 | Common Stock | 30,000 | 103,712 | D |