SEC Form 4 · accession 0000899243-18-022330
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curti M. Johnson
Officer — SVP and General Counsel · Director
Period of report
Aug 8, 2018
Accepted (ET)
Aug 14, 2018 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2018 | M | 40,000 | $10.89 | A | 150,070 | D | |
| Common Stock | Aug 8, 2018 | F | 26,060 | $24.00 | D | 124,010 | D | |
| Common Stock | holding | — | — | — | 809 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 7,513 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,994 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $10.89 | Aug 8, 2018 | M | 40,000 | D | Dec 16, 2014 | Dec 16, 2023 | Common Stock | 40,000 | 145,763 | D |