SEC Form 4 · accession 0000899243-17-016401
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Washam
Officer — President
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jun 12, 2017 | S | 450 | $18.36 | D | 148,154 | D | |
| COMMON STOCKF1 | Jun 13, 2017 | S | 5,147 | $18.13 | D | 143,007 | D | |
| COMMON STOCK | Jun 14, 2017 | S | 99 | $18.10 | D | 142,908 | D | |
| COMMON STOCK | holding | — | — | — | 35,757 | I | By IRA | |
| COMMON STOCK | holding | — | — | — | 1,482 | I | By 401(k) | |
| COMMON STOCK | holding | — | — | — | 18,329 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.33, inclusive. The reporting person undertakes to provide to Charter Financial Corporation, any security holder of Charter Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range.