SEC Form 4 · accession 0000899243-17-014828
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Washam
Officer — President
Period of report
May 30, 2017
Accepted (ET)
May 31, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 30, 2017 | M | 37,413 | $8.82 | A | 148,604 | D | |
| COMMON STOCK | holding | — | — | — | 35,757 | I | By IRA | |
| COMMON STOCK | holding | — | — | — | 1,482 | I | By 401(k) | |
| COMMON STOCKF1 | holding | — | — | — | 18,329 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $8.82 | May 30, 2017 | M | 37,413 | D | Jan 27, 2014 | Jan 27, 2019 | Common Stock | 37,413 | 0 | D |
Explanation of responses
- F1Includes shares acquired since the Reporting Person's last Form 4 filing.