SEC Form 4 · accession 0000899243-17-012010
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis R Kollar
Officer — SVP and CEO
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 10, 2016 | G | 1,300 | $0.00 | D | 85,094 | D | |
| COMMON STOCK | May 3, 2017 | M | 12,222 | $8.18 | A | 97,316 | D | |
| COMMON STOCK | holding | — | — | — | 2,037 | I | By Spouse's IRA | |
| COMMON STOCK | holding | — | — | — | 12,471 | I | By Spouse's Living Trust | |
| COMMON STOCK | holding | — | — | — | 12,806 | I | By IRA | |
| COMMON STOCK | holding | — | — | — | 15,766 | I | By ESOP | |
| COMMON STOCK | holding | — | — | — | 35,309 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $8.18 | May 3, 2017 | M | 12,222 | D | Jun 22, 2015 | Jun 22, 2020 | Common Stock | 12,222 | 18,956 | D |
Explanation of responses
- F1The stock options vested on June 22, 2015 and June 22, 2016