SEC Form 4 · accession 0000899243-16-034711
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Lee Johnson
Officer — President and CEO · Director
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 29, 2016 | S | 3,370 | $14.61 | D | 224,321 | D | |
| COMMON STOCKF2 | Nov 30, 2016 | S | 6,434 | $14.45 | D | 217,887 | D | |
| COMMON STOCK | holding | — | — | — | 3,117 | I | By Spouse's IRA | |
| COMMON STOCK | holding | — | — | — | 11,253 | I | As Custodian for Children | |
| COMMON STOCK | holding | — | — | — | 28,156 | I | By IRA | |
| COMMON STOCK | holding | — | — | — | 18,209 | I | By ESOP | |
| COMMON STOCK | holding | — | — | — | 9,808 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.55 to $14.66, inclusive. The reporting person undertakes to provide to Charter Financial Corporation, any security holder of Charter Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.40 to $14.64, inclusive.