SEC Form 4 · accession 0000899243-16-019154
CHARTER FINANCIAL CORP · CHFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis R Kollar
Officer — SVP and CEO
Period of report
Apr 29, 2016
Accepted (ET)
May 4, 2016 · 8:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Apr 29, 2016 | M | 11,337 | $8.82 | A | 86,394 | D | |
| COMMON STOCK | holding | — | — | — | 2,037 | I | By Spouse's IRA | |
| COMMON STOCK | holding | — | — | — | 12,471 | I | By Spouse's Living Trust | |
| COMMON STOCK | holding | — | — | — | 12,806 | I | By IRA | |
| COMMON STOCKF2 | holding | — | — | — | 15,766 | I | By ESOP | |
| COMMON STOCK | holding | — | — | — | 35,309 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $8.82 | Apr 29, 2016 | M | 11,337 | D | Jan 27, 2014 | Jan 27, 2019 | Common Stock | 11,337 | 28,414 | D |
Explanation of responses
- F1The stock options vested on January 27, 2014 and January 27, 2015.
- F2Reflects shares acquired since the Reporting Person's last Form 4 filing.