SEC Form 4 · accession 0001104659-15-036408
zulily, inc. · ZU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alibaba Group Holding Ltd
10% Owner
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 9:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | May 6, 2015 | P | 349,145 | $10.816 | A | 7,036,720 | I | Held through Des Voeux Investment Company Limited |
| Class A Common StockF3,F2 | May 7, 2015 | P | 1,725,680 | $11.423 | A | 8,762,400 | I | Held through Des Voeux Investment Company Limited |
| Class A Common StockF4,F2 | May 7, 2015 | P | 374,320 | $10.749 | A | 9,136,720 | I | Held through Des Voeux Investment Company Limited |
| Class A Common StockF5,F2 | May 8, 2015 | P | 1,812,720 | $12.255 | A | 10,949,440 | I | Held through Des Voeux Investment Company Limited |
| Class A Common StockF6,F2 | May 8, 2015 | P | 550,560 | $11.673 | A | 11,500,000 | I | Held through Des Voeux Investment Company Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of Class A Common Stock were purchased in multiple transactions at sales prices ranging from $10.800 to $10.820, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- F2Des Voeux Investment Company Limited is a wholly owned subsidiary of Alibaba Group Treasury Limited, which is a wholly owned subsidiary of Alibaba Group Holding Limited. Accordingly, Alibaba Group Treasury Limited and Alibaba Group Holding Limited may be deemed to beneficially own the securities directly held by Des Voeux Investment Company Limited.
- F3These shares of Class A Common Stock were purchased in multiple transactions at sales prices ranging from $10.841 to $11.840, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- F4These shares of Class A Common Stock were purchased in multiple transactions at sales prices ranging from $10.630 to $10.840, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- F5These shares of Class A Common Stock were purchased in multiple transactions at sales prices ranging from $11.745 to $12.700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- F6These shares of Class A Common Stock were purchased in multiple transactions at sales prices ranging from $11.555 to $11.700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.