SEC Form 4 · accession 0001478242-19-000017
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Richard Staub
Officer — See Remarks
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2019 | M | 10,000 | $44.45 | A | 20,060 | D | |
| Common Stock | Feb 20, 2019 | M | 9,692 | $53.26 | A | 29,752 | D | |
| Common Stock | Feb 20, 2019 | M | 3,500 | $64.67 | A | 33,252 | D | |
| Common Stock | Feb 20, 2019 | M | 7,425 | $64.93 | A | 40,677 | D | |
| Common StockF1 | Feb 20, 2019 | S | 10,925 | $140.46 | D | 29,752 | D | |
| Common StockF2 | Feb 20, 2019 | S | 16,100 | $140.60 | D | 13,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $44.45 | Feb 20, 2019 | M | 10,000 | D | Sep 16, 2017 | Sep 16, 2023 | Common Stock | 10,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $53.26 | Feb 20, 2019 | M | 9,692 | D | Feb 25, 2018 | Feb 25, 2024 | Common Stock | 9,692 | 7,508 | D |
| Employee Stock Option (Right to Buy) | $64.67 | Feb 20, 2019 | M | 3,500 | D | Mar 3, 2018 | Mar 3, 2026 | Common Stock | 3,500 | 3,500 | D |
| Employee Stock Option (Right to Buy) | $64.93 | Feb 20, 2019 | M | 7,425 | D | Mar 4, 2018 | Mar 4, 2025 | Common Stock | 7,425 | 2,475 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $140.42 to $140.60 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $140.56 to $140.83 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks
President, Research & Development Solutions