SEC Form 4 · accession 0001478242-18-000026
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Parks
Officer — Sr Vice President, Controller
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2018 | M | 1,075 | $53.26 | A | 2,796 | D | |
| Common Stock | Mar 14, 2018 | S | 551 | $105.41 | D | 2,245 | D | |
| Common Stock | Mar 14, 2018 | M | 919 | $78.21 | A | 3,164 | D | |
| Common Stock | Mar 14, 2018 | D | 753 | $104.84 | D | 2,411 | D | |
| Common Stock | Mar 15, 2018 | S | 345 | $106.24 | D | 2,066 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $53.26 | Mar 14, 2018 | M | 1,075 | A | Feb 25, 2018 | Feb 25, 2024 | Common Stock | 1,075 | 0 | D |
| Stock Appreciation Right | $78.21 | Mar 14, 2018 | M | 919 | A | Feb 2, 2018 | Feb 2, 2027 | Common Stock | 919 | 1,840 | D |