SEC Form 4 · accession 0001478242-18-000012
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack M Greenberg
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | X | 25,000 | $40.00 | A | 30,316 | D | |
| Common StockF1,F2 | Feb 16, 2018 | S | 25,000 | $101.63 | D | 5,316 | D | |
| Common StockF1,F3,F4 | Feb 16, 2018 | S | 12,500 | $101.64 | D | 12,500 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.00 | Feb 16, 2018 | X | 25,000 | D | May 8, 2016 | May 8, 2023 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.
- F2The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $101.27 to $101.99 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $101.27 to $101.96 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Shares held in Family Trust.