SEC Form 4 · accession 0001478242-17-000058
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ari Bousbib
Officer — See Remarks · Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | X | 46,080 | $8.34 | A | 1,036,839 | D | |
| Common StockF1,F2 | Sep 1, 2017 | S | 46,080 | $95.65 | D | 990,759 | D | |
| Common StockF3 | holding | — | — | — | 543,302 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $8.34 | Sep 1, 2017 | X | 46,080 | D | Sep 1, 2015 | Dec 1, 2020 | Common Stock | 46,080 | 322,560 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2017.
- F2The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $95.29 to $96.37 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Shares held in Orohena Trust.
Remarks
Remarks: Chairman, Chief Executive Officer & President