SEC Form 4 · accession 0001478242-17-000005
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ari Bousbib
Officer — See Remarks · Director
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2017 | A | 254,582 | $0.00 | A | 990,759 | D | |
| Common StockF2 | holding | — | — | — | 543,302 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $78.21 | Feb 2, 2017 | A | 156,206 | A | — | Feb 2, 2027 | Common Stock | 156,206 | 156,206 | D |
Explanation of responses
- F1Represents a grant of restricted stock received as an award under the Quintiles IMS Holdings, Inc. 2013 Stock Incentive Plan, for no consideration, and exempt pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended. The restricted stock will vests 25% on February 2, 2019, 25% on February 2, 2020 and 50% on February 2, 2021.
- F2Shares held in Orohena Trust.
- F3This stock appreciation right vests in three annual installments beginning on 02/02/2018.
Remarks
5. Relationship of Reporting Person(s) to Issuer (continued): X Officer Title: Chairman, Chief Executive Officer & President