SEC Form 4 · accession 0001478242-16-000006
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack M Greenberg
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | X | 2,000 | $15.88 | A | 27,000 | I | See Footnote |
| Common StockF1 | Nov 21, 2016 | S | 2,000 | $79.77 | D | 25,000 | I | See Footnote |
| Common Stock | holding | — | — | — | 2,930 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $15.88 | Nov 21, 2016 | X | 2,000 | D | Jun 1, 2011 | Jun 1, 2018 | Common Stock | 2,000 | 6,092 | I |
Explanation of responses
- F1The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.